Back when I first heard about credit default swaps and mortgage backed securities, I applied my rule-of-thumb for non-traditional investments.  That is, if I try to understand the mechanics and value of a process and can’t, maybe there’s less there than meets the eye.  It’s an egocentric approach but, it’s kept me from following the crowd into some pretty awful investments.  If I don’t get it, I don’t buy it.

Searching ESI is what I do during much of my waking hours, so I pretty well “get” searching ESI.  I still regard myself as more a student than a teacher of technology assisted review, but I’m trying very, very hard to “get” all the variations of these advanced analytic technologies…with mixed success.  I should mention: You can’t use the If I don’t get it, I don’t buy it credo unless you also bust your hump trying to get it.

I mention all of this by way of noting that Nicholas Economou, the Chairman and CEO of e-discovery service provider H5, kindly dropped me a note to announce that H5 had secured a patent for its “high recall and high precision relevancy searching” process.  Per H5’s press release, U.S. patent number 8,296,309 covers H5’s method for “generating and iteratively refining relevance rules used as complex search queries to find relevant documents. Based on direction from counsel and informed by review of example documents, relevance rules are populated with linguistic search terms and iteratively refined to increase accuracy.”

Holy smokes!  That’s what I do!  H5 has patented practical keyword search! Continue reading →

The title of this post is the question posed by a plaintiffs’ lawyer who called because he didn’t know what to make of a proposal from opposing counsel.  The lawyer explained that he’d attended a Rule 26(f) “Meet ‘n Confer” where he’d tried to manifest the right grunts and signs to convey that he wanted electronically-searchable production.   As neither of the lawyers conferring knew how they might achieve such a miracle, they shared a deer-in-headlights moment, followed by the usual “let me ask my client and get back to you” feint.  Some years back, I defined a Rule 26(f) conference as “Two lawyers who don’t trust each other negotiating matters neither understand.”  That definition seems to have withstood the test of time.

Before my high-handed cynicism turns you off completely, let me explain that I appreciate that many fine lawyers didn’t grow up with this “computer stuff.”  They earned their stripes with paper and, like me, leapt to law from the liberal arts.  They’re crazy busy with the constant demands of a trial practice, and ESI is just not a topic that excites their interest.  Some are still recovering from the last time they tried to pick up pointers from a tech-savvy person and nearly drowned in a sea of acronyms and geek speak.

I feel your pain.  I do.  Now, let’s ease that pain:

The other side proposed:

Documents will be produced as single page TIFF files with multi-page extracted text or OCR.  We will furnish delimited IPRO or Opticon load files and will later identify fielded information we plan to exchange. 

Are they trying to screw you?  Probably not.
Are you screwing yourself by accepting the proposed form of production?  Yes, probably.

Continue reading →

If you talk frankly with those in the predictive coding business, it won’t be long until they lament, “Our beans are so magical, we just can’t fathom why more customers aren’t planting them.”  They insist that lawyers (or corporations or judges) don’t “get it.”  That is, those who hold the purse strings or call the shots don’t appreciate how much money can be saved, how much better the result can be or how much tedious review can be delegated to tireless technology tools.

It’s a common sentiment expressed by all in the business of selling technology assisted review; yet despite their shared frustration, I see no indication that they have laid down their arms and formed an industry association geared to jointly advancing shared goals and resolving common problems  The result has been widespread confusion about the technology and more heat than light when it comes to litigants having the confidence to not only use the emerging technologies but also to deploy them in ways that don’t trade one broken system for another.

It would be much easier to educate the bench and bar from a place of consensus; and cheaper, too.  As the small cadre of providers claw for their piece of a nascent market, they sow seeds of doubt.  The statistical precepts are identical.  The underlying technologies are substantially similar (although the particulars of the algorithms differ).  The tools have more in common than sellers care to admit.  Certainly, consumers think them much the same.

When the dairy industry wanted to float all boats, they asked, simply, “Got Milk?”  They didn’t ask “Got Milk from from Holstein-Friesian cattle milked in herringbone parlors and sterilized by plate heat exchangers?“

How is it a “Got Milk?” message that didn’t promote the interests of one supplier over another acquired a 90% awareness among U.S. consumers?  Could it be that members of milk boards put their common needs above their individual market share?

“But,” the sellers reply, “milk is a fungible good, and e-discovery services aren’t!”

Hmmm, Really?  Does it seem to you, dear reader, that consumers of e-discovery services seek highly-differentiated offerings, not commoditized services?  Are no suppliers being shut out by low bidders touting meat cleaver culling at rock-bottom per gigabyte pricing when technology-assisted approaches would be so much better?

It’s time to wake up and smell the TAR.  Predictive coding vendors (and others) need to band together, establish practical guidelines and reasonable standards, jointly promote education and research and see where a little shared effort can build a market big enough for all–not to fix prices or divvy up spoils, but to direct energy and creativity to secure a whole greater than the sum of its parts and to prevent quality from becoming the red-headed stepchild of EDD.

So, Bob, Craig, Arnaud, Quin, Herb, Steve, Ian, Jim, Amir, Warwick, Nicholas, and perhaps even you, too, Gordon, Maura, Bill and Karl.   Don’t wait for Sedona, EDRM, EDI or (heaven help us) one of the EDD lobbying groups to call the tune!  Form your own industry organization now.  Check your egos at the door, keep it simple, don’t fight over who will run it, have an organizational meeting, identify common interests, hire a part-time admin and write some modest checks.  The payback to you will be great, and the benefit to the justice system greater still.

And, no, there’s nothing in it for me.  I just think it’s a good idea.  Apologies to those whose names I omitted in my desire to avoid sounding like the start of a Mickey Mouse Club episode.

So Hewlett-Packard is facing the music on its acquisition of EDS and taking an $8 billion write down on its $13.9 billion acquisition of EDS in 2008.  That’s sad, but not surprising.  It naturally makes one wonder about the fate of Autonomy, which HP acquired about a year ago for the absurdly premium price of $10.3 billion.  How long until that write down, and how big will it be? Continue reading →

Long before the Pension Committee opinion, my dear friend and revered colleague, Browning Marean, presciently observed that the ability to frame and implement a legal hold would prove an essential lawyer skill.  Browning understood, as many lawyers are only now coming to appreciate, that “legal hold” is more than just a communique.  It’s a multi pronged, organic process that must be tailored to the needs of the case like a fine suit of clothes.  For all the sensible emphasis on use of a repeatable process, the most successful and cost-effective legal holds demonstrate a bespoke character from the practiced hand of an awake, aware and able attorney.

Unfortunately, that deliberate, evolving character is one of the two things that people hate most about legal holds (the other being the cost).  They want legal hold to be a checklist, a form letter, a tool–all of which have value, but none of which suffice, individually or collectively, to forestall the need for a capable person who understands the ESI environment and is accountable for getting the legal hold right.  It’s a balancing act; one maximizing the retention of relevant, material, non-duplicative information while minimizing the cost, complexity and business disruption attendant to meeting one’s legal responsibilities.  Achieving balance means you can’t choose one or the other, you need both.

Both.

This post is about custodial hold.  It’s a very hot topic in e-discovery, and for some lawyers and companies, custodial hold is perilously synonymous with legal hold:

“How do you do a legal hold in your organization?”
“We tell our people not to delete relevant stuff.”

Continue reading →

I’ve been thinking about how we implement technology-assisted review tools and particularly how to hang onto the on-again/off-again benefits of keyword search while steering clear of its ugliness.  The rusty flivver that is my brain got a kickstart from many insightful comments made at the recent CVEDR e-discovery retreat in Monterey, California.  As is often the case when the subject is technology-assisted review (by whatever name you prefer, dear reader: predictive coding, CAR, automated document classification, Francis), some of those kicks came from lawyer Maura Grossman and computer scientist Gordon Cormack.  So, if you like where I go with this post, credit them.  If not, blame me for misunderstanding.

Maura and Gordon are the power couple of predictive coding, thanks to their thoughtful papers and presentations transmogrifying the metrics of NIST TReC into coherent observations concerning the efficacy of automated document classification.  While they’re spinning straw into gold.  I’m still studying it all; but from where I stand, they make a lot of sense.

Maura expressed the view that technology-assisted review tools shouldn’t be run against subset collections culled by keywords but should be turned to the larger collection of ESI (i.e., the collection/sources against which keyword search might ordinarily have been deployed).  The gist was, ‘use the tools against as much information as possible, and don’t hamstring the effort by putting old tools out in front of new ones.’ [I’m not quoting here, but relating what I gleaned from the comment]. Continue reading →

I just edited a student law review article about discovery of social media content in which I despaired of the author’s failure to distinguish between the right to compel one’s opponent to make discovery from social media content versus the effort to directly access an opponent’s social media content.  To my mind, this is ground zero in the global conflict of social media discovery; and it’s a topic that evokes passionate–even combative–responses from people of all ages, particularly Gen-Xers and Millennials.   “Don’t f**k with my FaceBook” is their rallying cry.

I’m not too exercised about discovery of social media because I think the issues are simpler than we make them out to be.  When someone asks me, “Is social media discoverable?,” I answer, “Sure, in the same way potentially relevant, non-privileged and accessible ESI you store anywhere else is discoverable.”  It makes little difference whether a litigant stores potentially relevant, non-privileged information on a hard drive, server, thumb drive, floppy disk, Cloud VM or social media resource–or, for that matter, on a pressed, bleached and dried glob of pulverized pine tree.  The content of information is the principal determinant of its discoverability.  If relevant content is (a) not privileged, (b) reasonably accessible and (c) within a responding party’s care, custody or control, it’s discoverable.  There are exceptions,  but they don’t make Swiss cheese of the rule.

Sorry Marshall McLuhan, it’s not the medium, it’s the message.   Continue reading →